Topic resources
Internal AML Policy, Compliance Officer and Training
Browse the guidance and official references below for Internal AML Policy, Compliance Officer and Training. The linked articles explain their coverage and any conditions that need checking for your case.
Working checklist
Use this working checklist with the accompanying guide. Fill in the actual period, authority, due date and evidence; a blank checklist does not establish compliance.
Download the editable checklist (CSV)
| Check | Record before closing |
|---|---|
| Reporting-entity status and sector regulator | Applicable period, source, owner, due date and evidence |
| Applicable law, rules and directive version | Applicable period, source, owner, due date and evidence |
| Designated compliance officer and authority | Applicable period, source, owner, due date and evidence |
| Enterprise risk assessment | Applicable period, source, owner, due date and evidence |
| Customer / beneficial-owner controls as applicable to the role | Applicable period, source, owner, due date and evidence |
| Enhanced diligence and PEP controls | Applicable period, source, owner, due date and evidence |
| Targeted sanctions process | Applicable period, source, owner, due date and evidence |
| STR / SAR escalation and confidentiality | Applicable period, source, owner, due date and evidence |
| TTR thresholds and linked-transaction process | Applicable period, source, owner, due date and evidence |
| Authorised goAML access and acknowledgement retention | Applicable period, source, owner, due date and evidence |
| Record security and statutory retention basis | Applicable period, source, owner, due date and evidence |
| Staff training and attendance | Applicable period, source, owner, due date and evidence |
| Independent review and remediation | Applicable period, source, owner, due date and evidence |
| Regulator / FIU communications | Applicable period, source, owner, due date and evidence |
| Board or management review evidence | Applicable period, source, owner, due date and evidence |
Available articles
Official references
Check the source and period
Check the document edition, amendments and commencement date for the matter you are reviewing.
Keep the relevant Act, rules, annual amendments and authority notices together. The layout update date is not a new legal review date.
Latest update
- 13 October 2026
Editor: C.M. & Associates
Reviewed the resource directory, its article mapping and source-period guidance. Clarified source labels and public wording where needed. Earlier source-check dates and any stated limitations remain applicable.